Evolution of the spontaneous lateral composition modulation in InAs/AlAs superlattices on InP

 

O. Caha1, V. Holý1,2, K. E. Bassler3

 

1Institute of condensed matter physics, Masaryk University, Brno, Czech republic

2Department of electronic structure, Charles University, Praha, Czech republic

3Department of physics, University of Houston, Houston, USA

caha@physics.muni.cz

 

During growth of short-period superlattices, spontaneous lateral composition modulation can occur leading to a quasiperiodic modulation of the thicknesses of individual layers; resulting one-dimensional nanostructures (quantum wires) have potential applications in optoelectronics [1]. Theoretical description of the modulation process is based on two different models. If there is a high density of monolayer steps on the vicinal surface (the crystallographic miscut angle is larger than approx. 1o), a step-bunching instability occurs [2], but if the density of the the monolayer steps is low, a self-organized growth of two-dimensional or three-dimensional islands takes place. The latter process occurs, if the reduction of the strain energy due to an elastic relaxation of internal stresses in the islands outweighs the corresponding increase of the surface energy (morphological Asaro-Tiller-Grinfeld (ATG) instability [3]).

The dependence of the lateral composition modulation on the number of layers was investigated using grazing incidence x-ray diffraction. The serie of four samples of InAs/AlAs superlattices grown by molecular beam epitaxy (MBE) on an InP(001) substrate was studied; the substrate was prepared without any nominal miscut. The samples have 2, 5, 10 and 20 superlattice periods; the InAs and AlAs thicknesses were nominally 1.9 monolayers in all samples.  For all samples, we have measured the intensity distribution of the grazing-incidence 400 and 040 diffraction in the qxqy plane of the reciprocal space, i.e. parallel to the sample surface. The x-ray measurements have been carried out at the beamline ID01 of the European Synchrotron Radiation Facility (ESRF, Grenoble).

From the experiment follows that the modulation amplitude increases with the number of layers, the lateral modulation period <L>=(267 ± 15) Å remains constant during the growth, while the width of the lateral satellites decreases with N as N-0.2 [4].

From this behavior it follows that the first stages of the spontaneous modulation of the average chemical composition of a short-period superlattice cannot be explained as a result of the bunching of monolayer steps at the interfaces. Most likely, this behavior can be ascribed to the ATG instability, in which the critical wavelength of the surface corrugation, Lcrit depends on the stress in the growing layer, elastic constants and its surface energy. The evolution of the surface morphology of multilayers has been studied only in a linearized approach so far [5]. From this approach, an unlimited growth of the modulation amplitude follows, which does not correspond to the experimentally observed stabilization of the modulation amplitude during the growth.

We have simulated a full nonlinear time evolution equation of the spontaneous lateral modulation and we have obtained the critical wavelength Lcrit=300 Å. The particular values of diffusion rate have only weak influence on the resulting interface morphology. We have also found that the nonlinear dependence of the strain energy on the layer thickness (wetting effect) has a crucial influence on the resulting interface morphology. The parameters of this nonlinear dependence were determined from the fit of the experimental data with the simulation and these values were compared with the atomistic calculation [6]. The resulting experimental and theoretical dependence of the modulation amplitude on the number of superlattice periods is plotted in Fig. 1.

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2.   L. Bai, J. Tersoff, and F. Liu, Phys. Rev. Lett. 92, 225503 (2004).

3.   R. J. Asaro and W. A. Tiller, Metall. Trans. 3, 1789 (1972); M. A. Grinfeld, Sov. Phys. Dokl. 31, 831 (1986).

4.   O. Caha, P. Mikulík, J. Novák, V. Holý, S. C. Moss, A. Norman, A. Mascrenhas, J. L. Reno, and B. Krause, Phys. Rev. B 72,  035313 (2005).

5.   Z.-F. Huang, R. C. Desai, Phys. Rev. B 67, 075416 (2003).

6.   O. Caha,  V. Holý, and K. E. Bassler, Phys. Rev. Lett. 96, 136102 (2006).

 

 


Figure 1. The dependence of the modulation amplitude on the number of superlattice periods. The circles with error bars are the experimental points obtained from the x-ray data, the full line represents the simulations. The dashed line is the evolution of  the modulation amplitude calculated in the linearized approach [5].